SEC v. DFRF Enters. LLC: An Alleged $15M Fraud Scheme Promising Opportunities to Invest in Gold Mines Mark ProustMarch 29, 2016
SEC v. Payton and Durant III: Memorandum in Support of Defendants’ Motion to Dismiss Mark ProustAugust 4, 2015
In re Merrill Lynch, Pierce, Fenner & Smith: Failure to Supervise Allegations Result in $2.5M Fine Mark ProustAugust 3, 2015
BATS Exchange Open Letter: Calling for Lower Access Fees, More Disclosure Mark ProustApril 24, 2015Mark Proust
SEC v. Ferrone: Alleged Misstatements Concerning A Biopharmaceutical Drug Mark ProustFebruary 13, 2015
