SEC v. Tavella: Court Grants SEC’s Motion for Default Judgment And Gives SEC Opportunity to Supplement Contested Remedies Courtney BartkusApril 28, 2015
Special Projects Segment: The Proposed Crowdfunding Rules for Non-Accredited Investors and the Potential Associated Costs for Small Issuers Stacey BowersApril 24, 2015
BATS Exchange Open Letter: Calling for Lower Access Fees, More Disclosure Mark ProustApril 24, 2015Mark Proust
Court Declines to Dismiss Allegations of Material Misstatements and Omissions Surrounding Company’s IPO Melissa ColborneApril 23, 2015
The Second Circuit Prevents UBS from Arbitrating $350 Million Claim Against Nasdaq in Facebook IPO Robin AlexanderApril 22, 2015